Series 65

Live Webinar

The Series 65 exam also known as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and other topics like retirement planning and the fiduciary duty.


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Series 65 Video Replays

$125.00

The Series 65 exam also known as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and other topics like retirement planning and the fiduciary duty. It is required to be an Investment Adviser or Investment Adviser Representative. It allows charging fees for managing money and is needed to sell most Managed Accounts.

Series 63 Live Webinar

$50.00

The Series 63 is a license required by most states and territories (All except CO, DC, FL, LA, MD, OH, and PR), to solicit and sell Securities. It requires holding a Series 6, Series 7, or similar license to be able to use.

SIE 2-Day Cram Course Live Webinar

$175.00

This is a 2-day intensive course covering all material from the SIE. 

 

Provided is a notebook covering all material.

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